477 Madison Avenue, 3rd Floor
New York, NY 10022

Phone: +1 212 502 3370
Email: info@cap-m.com

Legal Notice

TERMS OF USE AND PRIVACY STATEMENT

Thank you for visiting the site of CapM LLC (“CapM”, “us” or “we”). These terms of use and privacy statement govern your use of our site. By accessing and using our site, you agree to be bound by our terms of use and privacy statement. If you do not agree, you should not access or use our site. We reserve the right to amend our terms of use and privacy statement at any time, for any reason. The date of the last revision will be indicated by the “Last updated” date at the bottom of this page; we may also elect (but are not obligated to) notify you of such amendment by posting a notice on our home page or through any other method. If you continue to use our site after we have made revisions, you consent to the revised terms of use and privacy statement.

Communication of Information

Our site contains references to various matters that have been handled by CapM and CapM’s principals. The results portrayed in those matters were dependent upon the facts of those particular matters, and results will differ if based on different facts. Prior results do not guarantee a similar outcome. Our site also contains references to past and present clients of CapM or CapM’s principals. Such references are not intended to be testimonials or endorsements of CapM, and they do not constitute a guarantee, warranty, or prediction regarding outcomes for you.

None of the information on our site is intended to be (a) investment advice, and should not be relied upon in making any investment decision, (b) and is not an offer, solicitation of an offer or recommendation to buy or sell any securities, futures, options or other financial instruments, (c) legal advice or (d) tax advice.

Any links on our site to third-party sites are for informational purposes only, and are not intended to imply any affiliation, endorsement or approval of any such site or any information contained therein, and you shall access all such links at your own risk.

The information and services provided on our site are not provided to, and may not be used by, any person or entity in any jurisdiction where the provision or use thereof would be contrary to applicable laws, rules or regulations of any governmental authority or regulatory or self-regulatory organization or where we are not authorized to provide such information or services.

Disclaimer

None of CapM or any of its affiliates, directors, officers, vendors or employees shall be liable for any use or inability to use our site, the use, interpretation or interruption of information contained on our site or services provided through our site or any virus, malware, hacking or other malicious activity disseminated or perpetrated through our site. INFORMATION ON OUR SITE IS PROVIDED “AS IS” AND “AS AVAILABLE” WITHOUT WARRANTY OF ANY KIND, EITHER EXPRESSED OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE OR NON-INFRINGEMENT. CapM disclaims any fiduciary or other duty to you by reason or your use of our site or any information or services provided therein.

Proprietary Rights

Our site and any content available on our site, including any of our names, trademarks, tradenames, logos and service marks, whether or not registered, and all source code underlying our site (other than the names, trademarks, tradenames, logos and service marks of the clients of CapM and CapM’s principals and the other third parties referred to below), is the exclusive property of CapM.

You may not modify, copy, distribute, transmit, display, perform, reproduce, publish, license, frame, create derivative works from, reverse engineer, transfer or otherwise use in any other way for commercial or public purposes in whole or in part any information, software, source code, products or services obtained from our site. We reserve all rights with respect to copyright and trademark ownership of all materials on our site, whether or not registered. Our site may contain names, trademarks, tradenames, logos and service marks of CapM and CapM’s and CapM’s principals’ clients and other third-parties and you are prohibited from using any of the foregoing for any purpose without the permission of the owners thereof.

Privacy Statement

This privacy statement explains how we collect, use, and safeguard information about visitors to our site and our newsletter subscribers. We take care to protect and safeguard the personal information of users of our site. By using our site and by submitting personal information to us via our site, or to any email address listed on our site, you consent to our collection and use of your personal information for the purposes described in this privacy statement.

Information We Collect

Our site generally collects personally identifiable information when you voluntarily submit it through our site. For example, you may submit your name and email address in the contact form page of our site. We may also collect information such as your IP address, browsing history, and similar information that is not personally identifiable to help us analyze how the site is used, traffic patterns, and browsing history or other information to help us develop the site and improve your experience on the site.

If you send messages or submit other information through our site, or to an email address listed on our site, you thereby consent to our use, disclosure or deletion of such messages or other information in any manner, at our discretion, and without notice to you, and you shall forfeit any intellectual property rights in such information to the extent it conflicts with such use, disclosure or deletion.

How We Use and Share Your Information

When you submit your personal information to us through our site, or to an email address listed on our site, we will use it for the purposes for which you provided it, to send you information on developments and events that may be of interest to you, and, in our discretion, to implement other requests or suggestions you may make. We reserve the right to share your personal information if required to do so by law, law enforcement, or other legal process or in the good-faith belief that disclosure is necessary to protect us or other members of the public in appropriate circumstances. We may transfer your information to any of our affiliates or to our successors or surviving parties in the event of a change of control of CapM.

We are not responsible for the data collection, privacy practices or policies of any third-party site to which we may provide a link or that may link to our site. We encourage you to read the privacy statement and terms of use of other sites.

Information Security

We use commercially reasonable security measures to protect against unauthorized access to or unauthorized alteration, disclosure or destruction of information stored on our servers. No transmission of information is 100% secure and you submit your information to our site or to any email address listed on our site at your own risk.

Questions; Review and Correction of Your Information; Opt Out

If you have any questions at all about our terms of use or privacy statement or wish to confirm the personal information you have provided to us, to correct or delete inaccurate details or opt out of receiving further information from us, please contact us at info@cap-m.com.

Regulatory Matters

Notwithstanding any implication or third-party representation to the contrary, CapM is not, and does not represent to be, a registered broker-dealer, registered investment adviser, money services business or bank registered, chartered, insured or a member of, with or by, the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission, the Financial Industry Regulatory Authority (FINRA), the Federal Reserve, the Department of the Treasury, the Federal Deposit Insurance Corporation, the Securities Investor Protection Corporation or any similar or other governmental, quasi-governmental or self-regulatory authority. Securities related services are offered through Gallatin Capital LLC, a broker-dealer registered with the Securities and Exchange Commission and a member FINRA/SIPC. CapM LLC and Gallatin Capital LLC are not affiliated entities. http://www.gallatincapital.com/disclosure-statement/

Governing Law

These terms of use and privacy statement are governed by the laws of the State of New York applicable to agreements entered into and performed in the State. You agree that any proceeding relating to use of our site must be filed exclusively in the courts located in New York County, New York and you submit to the jurisdiction of those courts and waive any objection to venue in such courts based on an inconvenient forum or otherwise.

Last Updated: October 20, 2017